Policy Adopted by the Council of Representatives of the American Psychological Association (Convention 2013)

Download a copy of the adopted policy at Policy Related to Psychologists' Work in National Security Settings and Reaffirmation of the APA Position Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

Report Received by Council (Convention 2013)

Download a copy of the received report at Report of the APA Member-Initiated Task Force to Reconcile APA Policies Related to Psychologists' Work in National Security Settings



Council voted to:  

1) Rescind the 2005 Report of the Presidential Task Force on Psychological Ethics and National Security, the 2007 APA policy, Reaffirmation of the American Psychological Association Position against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment and Its Application to Individuals Defined in the United States Code as "Enemy Combatants," and the 2008 APA policy, Amendment to the Reaffirmation of the American Psychological Association Position against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment and Its Application to Individuals Defined in the United States Code as "Enemy Combatants."

2) Adopt as APA policy the following policy:

Policy Related to Psychologists' Work in National Security Settings and Reaffirmation of the APA Position Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishmenti

Statement 1: According to the 2008 APA Petition Resolution Policy, Psychologists and Unlawful Detention Settings with a Focus on National Security, "psychologists may not work in settings where persons are held outside of, or in violation of, either International Law (e.g., the UN Convention Against Torture and the Geneva Conventions) or the US Constitution (where appropriate), unless they are working directly for the persons being detained or for an independent third party working to protect human rights."ii

APA recognizes that torture and other cruel, inhuman or degrading treatment or punishment can result from conditions of confinement and the behavior of individuals.  Psychologists are prohibited from working in unlawful detention settings as defined in Statement 1 (see Footnote ii), except when working directly for the persons being detained, for an independent third party working to protect human rights or when providing psychological services to military personnel working at the site(s).   

APA further recognizes that some settings, which do not constitute unlawful detention settings as defined in Statement 1, nonetheless have conditions of confinement that constitute torture and other cruel, inhuman or degrading treatment or punishment. APA expresses grave concern over such settings in which detainees are deprived of adequate protection of their human rights, affirms the prerogative of psychologists to refuse to work in such settings, and will continue to explore ways to support psychologists who refuse to work in such settings or who refuse to obey orders that constitute torture.

Statement 2: If the APA Ethics Code establishes a higher standard of conduct than is required by law, psychologists must meet the higher ethical standard. If psychologists' ethical responsibilities conflict with law, regulations or other governing legal authority or organizational demands, psychologists make known their commitment to this Ethics Code, and take reasonable steps to resolve the conflict in a responsible manner in keeping with basic principles of human rights.iii

Ethical Standard 1.02, Ethical Principles of Psychologists and Code of Conduct, Conflicts Between Ethics and Law, Regulations, or Other Governing Legal Authority: If psychologists' ethical responsibilities conflict with law, regulations or other governing legal authority, psychologists clarify the nature of the conflict, make known their commitment to the Ethics Code and take reasonable steps to resolve the conflict consistent with the General Principles and Ethical Standards of the Ethics Code. Under no circumstances may this standard be used to justify or defend violating human rights.

Ethical Standard 1.03, Ethical Principles of Psychologists and Code of Conduct, Conflicts Between Ethics and Organizational Demands: If the demands of an organization with which psychologists are affiliated or for whom they are working are in conflict with this Ethics Code, psychologists clarify the nature of the conflict, make known their commitment to the Ethics Code and take reasonable steps to resolve the conflict consistent with the General Principles and Ethical Standards of the Ethics Code. Under no circumstances may this standard be used to justify or defend violating human rights.

APA is an accredited non-governmental organization at the United Nations and so is committed to promote and protect human rights in accordance with the United Nations Charter and the Universal Declaration of Human Rights.

Statement 3: Psychologists shall not knowingly engage in, assist, tolerate, direct, support, advise, facilitate, plan, design, or offer training in torture or other cruel, inhuman, or degrading treatment or punishment under any and all conditions, nor shall they participate in any procedure where such treatment is threatened. Psychologists may not enlist others to employ these techniques in order to circumvent this policy's prohibition. Moreover, psychologists shall not provide knowingly any research, instruments, or knowledge that facilitates the practice of torture or other forms of cruel, inhuman, or degrading treatment or punishment.

APA unequivocally condemns torture and cruel, inhuman, or degrading treatment or punishment, under any and all conditions (applicable to all individuals, in all settings and in all contexts without exception), including detention and interrogations of any persons regardless of designation (e.g., lawful and unlawful enemy combatants as defined by the US Military Commissions Act of 2006iv  or privileged vs. unprivileged enemy belligerent as defined by the US Military Commissions Act of 2009v ).

APA defines torture in accordance with Article l of the UN Declaration and Convention Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment (hereafter referred to as UN Convention Against Torture):  The term "torture" means any act by which severe pain or suffering, whether physical or mental, is intentionally inflicted upon a person for such purposes as obtaining from him [sic] or a third person information or a confession, punishing him for an act he or a third person has committed or is suspected of having committed, or intimidating or coercing him or a third person, or for any reason based on discrimination of any kind, when such pain or suffering is inflicted by or at the instigation of or with the consent or acquiescence of a public official or other person acting in an official [e.g., governmental, religious, political, organizational] capacity. It does not include pain or suffering arising only from, inherent in, or incidental to lawful sanctions [in accordance with both domestic and international law].

APA defines the term "cruel, inhuman, or degrading treatment or punishment" to mean treatment or punishment of any person in accordance with the United States Reservation I.1 of the Reservations, Declarations and Understandings to the United Nations Convention Against Torture, which defines this term as "the cruel, unusual and inhumane treatment or punishment prohibited by the Fifth, Eighth, and/or Fourteenth Amendments to the Constitution of the United States."vi

APA further unequivocally condemns all techniques considered torture or cruel, inhuman or degrading treatment or punishment under the United Nations Convention Against Torture; the Geneva Conventions; the Principles of Medical Ethics Relevant to the Role of Health Personnel, Particularly Physicians, in the Protection of Prisoners and Detainees against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; the Basic Principles for the Treatment of Prisoners; or the World Medical Association Declaration of Tokyo.

An absolute prohibition against the following techniques therefore arises from, is understood in the context of, and is interpreted according to these texts: Mock executions; water-boarding or any other form of simulated drowning or suffocation; sexual humiliation; rape; cultural or religious humiliation; exploitation of fears, phobias or psychopathology; induced hypothermia; the use of psychotropic drugs or mind-altering substances; hooding; forced nakedness; stress positions; the use of dogs to threaten or intimidate; physical assault including slapping or shaking; exposure to extreme heat or cold; threats of harm or death; isolation; sensory deprivation and over-stimulation; sleep deprivation; or the threatened use of any of the above techniques to an individual or to members of an individual's family.vii

This policy statement/section conforms to the Ethical Principles of Psychologists and Code of Conduct: Principle A, Beneficence and Nonmaleficence ("Psychologists strive to benefit those with whom they work and take care to do no harm. In their professional actions, psychologists seek to safeguard the welfare and rights of those with whom they interact professionally and other affected persons . . . "), and Ethical Standard 3.04, Avoiding Harm ("Psychologists take reasonable steps to avoid harming . . . others with whom they work, and to minimize harm where it is foreseeable and unavoidable").

Statement 4: Psychologists shall be alert to acts of torture or other cruel, inhuman, or degrading treatment or punishment. Should such acts evolve during a procedure where a psychologist is present, the psychologist shall attempt to intervene to stop such behavior, and failing that, the psychologist has an ethical responsibility to exit the procedure and report these acts to the appropriate authorities.

APA asserts that any APA member with knowledge that a psychologist, whether an APA member or non-member, has engaged in torture or cruel, inhuman, or degrading treatment or punishment, including the specific behaviors listed in Statement 3 above, has an ethical responsibility to abide by Ethical Standard 1.05, Reporting Ethical Violations, in the Ethical Principles of Psychologists and Code of Conduct (2010) and directs the Ethics Committee to take appropriate action based upon such information, and encourages psychologists who are not APA members also to adhere to Ethical Standard 1.05.

APA further asserts that all psychologists with information relevant to the use of any method of interrogation constituting torture or cruel, inhuman, or degrading treatment or punishment have an ethical responsibility to inform their superiors of such knowledge, to inform the relevant office of inspector general when appropriate, and to cooperate fully with all oversight activities, including hearings by the United States Congress and all branches of the United States government, to examine the perpetration of torture or cruel, inhuman, or degrading treatment or punishment against individuals in United States custody, for the purpose of ensuring that no individual in the custody of the United States is subjected to such acts.

The ethical responsibility to report is rooted in the Ethics Code Preamble, "Psychologists respect and protect civil and human rights . . . the development of a dynamic set of ethical standards for psychologists' work-related conduct requires a personal commitment and lifelong effort to act ethically [and] to encourage ethical behavior by . . . colleagues," and Principle B, Fidelity and Responsibility, which states that psychologists "are aware of their professional and scientific responsibilities to society and to the specific communities in which they work" and Ethical Standard 1.05, Reporting Ethical Violations, "If an apparent ethical violation has substantially harmed or is likely to substantially harm a person."

APA commends those psychologists who have taken clear and unequivocal stands against torture or cruel, inhuman or degrading treatment or punishment, especially in the line of duty, and including stands against the specific behaviors (detailed in Statement 3) or conditions listed above; and that the APA affirms the prerogative of psychologists under the Ethics Code (2010) to disobey law, regulations or orders when they conflict with ethics in keeping with Ethical Standard 1.02.

Statement 5: Psychologists in national security settings shall work in accordance with international human rights instruments relevant to their roles.viii

Psychologists working in national security settings should review vital human rights documents relevant to their roles, such as: Common Article 3 of the Geneva Conventions; the United Nations Convention Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; the Geneva Conventions; the Principles of Medical Ethics Relevant to the Role of Health Personnel, Particularly Physicians, in the Protection of Prisoners and Detainees against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; the Basic Principles for the Treatment of Prisoners: the United Nations Principles on the Effective Investigation and Documentation of Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; and the World Medical Association Declaration of Tokyo, Guidelines for Physicians Concerning Torture and other Cruel, Inhuman or Degrading Treatment or Punishment in Relation to Detention and Imprisonment.

Statement 6: When psychologists serve in any position by virtue of their training, experience, and expertise as psychologists, including psychologists working in national security settings, they are bound by the APA Ethical Principles of Psychologists and Code of Conduct, in its entirety.ix

Based on the Principles and Standards of the APA Ethical Principles of Psychologists and Code of Conduct, psychologists working in national security settings shall:

  • Abide by the Ethics Code in any professional role, including roles outside traditional health-care provider relationships.

  • Seek to safeguard the welfare and rights of those with whom they interact professionally and other affected persons.

    This principle conforms to Ethics Code, Principle A: Beneficence and Nonmaleficence: "Psychologists strive to benefit those with whom they work and take care to do no harm."

  • Seek to understand individuals' culture and ethnicity to avoid misunderstandings and potential harm.

    Failure to understand aspects of individuals' culture and ethnicity may generate misunderstandings, compromise the efficacy of work in national security settings, and potentially result in significant mental and physical harm. (Principle E, Respect for People's Rights and Dignity, "Psychologists are aware of and respect cultural, individual, and role differences, including those based on . . . race, ethnicity, culture, national origin . . . and consider these factors when working with members of such groups"; Ethical Standard 2.01(b), Boundaries of Competence, "Where scientific or professional knowledge in the discipline of psychology establishes that an understanding of factors associated with . . . race, ethnicity, culture, national origin . . . is essential for effective implementation of their services or research, psychologists have or obtain the training, experience, consultation, or supervision necessary to ensure the competence of their services, or they make appropriate referrals . . ."; and Ethical Standard 3.01, Unfair Discrimination, "In their work-related activities, psychologists do not engage in unfair discrimination based on . . . race, ethnicity, culture, national origin . . . ").

  • Be aware of the potential risks involved in multiple relationships, and follow the guidance contained in Standard 3.05 to minimize those risks.

    (Ethical Standard 3.05, Multiple Relationships, "A psychologist refrains from entering into a multiple relationship if the multiple relationship could reasonably be expected to impair the psychologist's objectivity, competence or effectiveness in performing his or her functions as a psychologist, or otherwise risks exploitation or harm to the person with whom the professional relationship exists").

  • Be aware of and clarify their role in situations where the nature of their professional identity and professional function may be ambiguous.

    Psychologists have a special responsibility to clarify their role in situations where individuals or other professionals may have an incorrect impression that psychologists are serving in a healthcare provider role. (Ethical Standards 3.07, Third-Party Requests for Services, "When psychologists agree to provide services to a person or entity at the request of a third party, psychologists attempt to clarify at the outset of the service the nature of the relationship with all individuals or organizations involved. This clarification includes the role of the psychologist . .  an identification of who is the client, the probable uses of the services provided or the information obtained, and the fact that there may be limits to confidentiality"; and 3.11, Psychological Services Delivered to or Through Organizations, "(a) psychologists delivering services to or through organizations provide information beforehand to clients and when appropriate those directly affected by the services about (1) the nature and objectives of the services, (2) the intended recipients, (3) which of the individuals are clients, (4) the relationship the psychologist will have with each person and the organization, (5) the probable uses of services provided and information obtained, (6) who will have access to the information, and (7) limits of confidentiality"). Regardless of their role, psychologists who are aware of an individual in need of health or mental health treatment may seek consultation regarding how to ensure that the individual receives needed care (Principle A, Beneficence and Nonmaleficence).

  • Clarify for themselves the identity of their client.

    This policy statement conforms to Ethical Standard 3.07, Third-Party Requests for Services, "When psychologists agree to provide services to a person or entity at the request of a third party, psychologists attempt to clarify at the outset of the service the nature of the relationship with all individuals or organizations involved. This clarification includes the role of the psychologist . . . an identification of who is the client, the probable uses of the services provided or the information obtained, and the fact that there may be limits to confidentiality."

  • Retain ethical obligations to individuals who are not their clients.

    Regardless of whether an individual is considered a client, psychologists have an ethical obligation to "avoid harming their . . . organizational clients and others with whom they work, and to minimize harm where it is foreseeable and unavoidable" (Ethical Standard 3.04, Avoiding Harm). Psychologists' ethical obligations are especially important where, because of a setting's unique characteristics, an individual may not be fully able to assert relevant rights and interests (Principle A, Beneficence and Nonmaleficence, "In their professional actions, psychologists seek to safeguard the welfare and rights of those with whom they interact professionally and other affected persons"; Principle D, Justice, "Psychologists exercise reasonable judgment and take precautions to ensure that their potential biases, the boundaries of their competence, and the limitations of their expertise do not lead to or condone unjust practices"; Principle E, Respect for People's Rights and Dignity, "Psychologists are aware that special safeguards may be necessary to protect the rights and welfare of persons or communities whose vulnerabilities impair autonomous decision making"; and Ethical Standard 3.08, Exploitative Relationships, "Psychologists do not exploit persons over whom they have supervisory, evaluative or other authority . . .").

  • Make clear the limits of confidentiality.

    Psychologists take care not to leave a misimpression that information is confidential when in fact it is not (Ethical Standards 3.10, Informed Consent, and 4.02, Discussing the Limits of Confidentiality, "(a) Psychologists discuss with persons (including, to the extent feasible, persons who are legally incapable of giving informed consent and their legal representatives) and organizations with whom they establish a scientific or professional relationship (1) the relevant limits of confidentiality and (2) the foreseeable uses of the information generated through their psychological activities").

  • Be mindful that individuals held in national security settings may not have engaged in untoward behavior and may not have information of national security interest.

    Ethical obligations are not diminished by the nature of an individual's acts prior to detainment or the likelihood of the individual having relevant information. At all times psychologists remain mindful of and abide by the absolute prohibitions against engaging in or facilitating torture and other cruel, inhuman, or degrading treatment or punishment (Principle E, Respect for Peoples' Rights and Dignity, "Psychologists are aware that special safeguards may be necessary to protect the rights and welfare of persons or communities whose vulnerabilities impair autonomous decision making"; and 3.01, Unfair Discrimination," In their work-related activities, psychologists do not engage in unfair discrimination based on . . . race, ethnicity, culture, national origin . . .").

  • Be aware that certain settings may instill in individuals a profound sense of powerlessness and may place individuals in considerable positions of disadvantage in terms of asserting their interests and rights.

    Psychologists are mindful that prisoners represent a vulnerable population. (Principle E: Respect for People's Rights and Dignity, "Psychologists respect the dignity and worth of all people, and the rights of individuals to privacy, confidentiality, and self-determination. Psychologists are aware that special safeguards may be necessary to protect the rights and welfare of persons or communities whose vulnerabilities impair autonomous decision making." Also, Ethical Standards 1.01, Misuse of Psychologists' Work, "If psychologists learn of misuse or misrepresentation of their work, they take reasonable steps to correct or minimize the misuse or misrepresentation," and 3.08, Exploitative Relationships, "Psychologists do not exploit persons over whom they have supervisory, evaluative or other authority . . .").

  • Consult with others when they are facing difficult ethical dilemmas.

    (Preamble to the Ethics Code, "The development of a dynamic set of ethical standards for psychologists' work-related conduct requires a personal commitment and lifelong effort to act ethically . . . and to consult with others concerning ethical problems;" and Ethical Standard 4.06, Consultations).

  • Be willing to take ethical responsibility for their own behavior.

  • Abide by the APA Ethical Principles of Psychologists and Code of Conduct, in its entirety.

Statement 7: APA affirms that there are no exceptional circumstances whatsoever, whether induced by a state of war or threat of war, internal political instability or any other public emergency, that may be invoked as a justification for torture or cruel, inhuman, or degrading treatment or punishment, including the invocation of laws, regulations, or orders.

This policy statement is in keeping with Article 2.2 of the UN Convention Against Torture.


Actions to be Undertaken by APA

As a means to advance human rights in the national security context, APA shall continue to carry out the following three broad activities:

1. APA shall call upon the US government, in instances where such action is indicated, including the President, Congress, Department of Defense, Department of Justice, and the Central Intelligence Agency, to prohibit the use of torture or cruel, inhuman, or degrading treatment or punishment by individuals in interrogations and any other detainee-related operations.  APA shall continue to inform relevant parties with the US government that psychologists are prohibited from participating in such methods and working in such settings (see Statement 1). In order to protect against torture and cruel, inhuman, or degrading treatment or punishment, and in order to mitigate against the likelihood that unreliable and/or inaccurate information is entered into legal proceedings, APA shall continue to call upon the US legal system to reject testimony that results from torture or cruel, inhuman, or degrading treatment or punishment.

2. APA shall offer ethical guidance and support especially to psychologists working in national security settings at the beginning of their careers, who may experience pressures to engage in unethical or inappropriate behaviors and/or work in unlawful detention settings, while making clear such behavior in any setting is prohibited, as well as working in any unlawful detention setting (with exceptions cited in Statement 1). APA shall make information available on its website from the UN and its committees and other recognized authorities relevant to the identification of unlawful detention settings to the APA membership at large and other relevant parties. The APA Ethics Committee shall finalize and distribute a casebook and commentary, as well as additional guidance for psychologists, which is consistent with international human rights instruments, including those cited earlier, as well as guidelines developed for health professionals, as listed in the corollary to Statement 5. The Ethics Committee shall also develop a consultation process whereby psychologists whose work involves classified material may seek ethical guidance for assistance and support.

3. APA shall disseminate and publicize this reconciled APA policy against torture and other cruel, inhuman, or degrading treatment or punishment and the policy prohibiting  psychologists from working in unlawful detention settings (with exceptions cited in Statement 1), both within the Association (to boards, committees, and the membership at large), to the United States government (including the President, Congress, Department of Defense, Department of Justice, and the Central Intelligence Agency) and to the wider public to safeguard individual welfare and to advance human rights.

Council also voted to receive the Report of the APA Member-Initiated Task Force to Reconcile APA Policies Related to Psychologists' Work in National Security Settings.


iThe American Psychological Association reaffirms unequivocally the 2006 Resolution Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment in its entirety in both substance and content, which applies to the work of psychologists in all contexts.

iiIt is clarified by a footnote in the Member Petition Resolution "that military clinical psychologists would still be available to provide treatment for military personnel."

A primary text for determining the intended scope of the Member Petition Resolution, given the title "Psychologists and Unlawful Detention Settings with a Focus on National Security," is found in the ballot materials distributed to the APA membership during the voting process. This text states:

The referendum is specific, provides clear context, and sets a high bar: in setting where people are detained outside of the law – places where treaties such as the Geneva Conventions and Convention Against Torture are ignored or declared not to apply – psychologists can work only for those detained.  U.S. "jails, prisons, psychiatric hospitals . . ." all function within the legal system.  Even if they are found to be in violation of the constitution, the finding itself demonstrates that they function within a legal framework, and thus do not meet that bar.  No matter how bad conditions might be at those domestic institutions, they can be challenged openly in U.S. courts, and everyone held there holds the rights of habeas corpus; thus they differ significantly from the secret, extra-legal settings that are the subject of this referendum.

For additional information about the intended scope of the Petition Resolution, please see the Report of the APA Presidential Advisory Group on the Implementation of the Petition Resolution:

How is it to be determined whether the policy applies to a particular detention setting and what is meant by the term "outside of, or in violation of, international law?"

A determination of whether a particular detention setting is "in violation of international law" is to be derived from multiple sources. The U.N. and its committees can declare a site to be in violation of international law, as can any international body that the U.N. takes to be authoritative. A setting that has been censured due to reasons reflected by this policy by the Council of Europe, the International Committee of the Red Cross (ICRC), or other internationally accepted body as "outside of, or in violation of, international law" would also be considered a proscribed or prohibited setting. The factors taken into consideration by the U.N. and other internationally accepted bodies in making such a determination may include a lack of habeas corpus rights or other forms of judicial review for detainees, denial of access to the site and to detainees by U.N. monitors, and the use of torture or other forms of cruel, inhuman, or degrading treatment or punishment. The determination of whether a particular detention setting is operating "outside of international law" rests on whether the authority governing the site declares itself to be unbound by the relevant international or constitutional law, thereby indicating its unwillingness to abide by such laws. Relevant examples include a nation stating it will treat detainees in a manner "consistent" with the law rather than in compliance with the law; a state that accepts the law in part or with reservations; and a governing authority that avoids the use of internationally accepted categories, e.g., by naming its detainees "enemy combatants," a term that does not exist in international law. The presence of any one of these conditions does not automatically mean that a site is unlawful in terms of this policy. But alone, or in combination, they do suggest the possibility that a setting fails to comply with the standards of this policy; their existence provides sufficient basis for concern and further inquiry.

iiiEthical Principles of Psychologists and Code of Conduct, Retrieved from http://www.apa.org/ethics/code/index.aspx

ivDefined as both unlawful enemy combatants and lawful enemy combatants as set forth in the U.S. Military Commissions Act of 2006 (Chapter 47A; Subchapter I: § 948a. Definitions):

(1) UNLAWFUL ENEMY COMBATANT. -

     (A) The term 'unlawful enemy combatant' means-

          (i) a person who has engaged in hostilities or who has purposefully and materially supported hostilities against the United States or its co-belligerents who is not a lawful enemy combatant (including a person who is part of the Taliban, al Qaeda, or associated forces); or
          (ii) a person who, before, on, or after the date of the enactment of the Military Commissions Act of 2006, has been determined to be an unlawful enemy combatant by a Combatant Status Review Tribunal or another competent tribunal established under the authority of the President or the Secretary of Defense.

     (B) CO-BELLIGERENT. - In this paragraph, the term 'co-belligerent', with respect to the United States, means any State or armed force joining and directly engaged with the United States in hostilities or directly supporting hostilities against a common enemy.

(2) LAWFUL ENEMY COMBATANT - The term 'lawful enemy combatant' means a person who is-

     (A) a member of the regular forces of a State party engaged in hostilities against the United States;
     (B) a member of a militia, volunteer corps, or organized resistance movement belonging to a State party engaged in such hostilities, which are under responsible command, wear a fixed distinctive sign recognizable at a distance, carry their arms openly, and abide by the law of war; or
     (C) a member of a regular armed force who professes allegiance to a government engaged in such hostilities, but not recognized by the United States.

vDefined as both privileged belligerent and unprivileged enemy belligerent as set forth in the U.S. Military Commissions Act of 2009 (Chapter 47A; Subchapter I: § 948a. Definitions):

(6) PRIVILEGED BELLIGERENT.-The term 'privileged belligerent' means an individual belonging to one of the eight categories enumerated in Article 4 of the Geneva Convention Relative to the Treatment of Prisoners of War.

(7) UNPRIVILEGED ENEMY BELLIGERENT.-The term 'unprivileged enemy belligerent' means an individual (other than a privileged belligerent) who- (A) has engaged in hostilities against the United States or its coalition partners; (B) has purposefully and materially supported hostilities against the United States or its coalition partners; or (C) was a part of al Qaeda at the time of the alleged offense under this chapter.

viSpecifically, United States Reservation I.1 of the Reservations, Declarations and Understandings to the United Nations Convention Against Torture stating, 'the term 'cruel, inhuman or degrading treatment or punishment' means the cruel, unusual and inhumane treatment or punishment prohibited by the Fifth, Eighth, and/or Fourteenth Amendments to the Constitution of the United States." 

Amendment V.
No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself [sic], nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation.

Amendment VIII.
Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.

Amendment XIV.
Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.

viiIt should be noted that voluntary exposure to many of these techniques as part of military training (e.g., SERE) is not defined as torture or cruel, inhuman, or degrading treatment or punishment under international law and  does not constitute torture or cruel, inhuman, or degrading treatment or punishment under this reconciled policy. SERE (Survival, Evasion, Resistance, and Escape) is a program, best known by its military acronym, that provides U.S. military personnel, U.S. Department of Defense civilians, and private military contractors with training in evading capture, survival skills, and the military code of conduct.

viiiAlthough psychologists to which this reconciled policy applies are expected to have general knowledge of relevant legal and human rights concepts (e.g., the absolute prohibition against torture and cruel, inhuman, and degrading treatment or punishment), psychologists are not expected to have expertise in international law and human rights requirements and are thus encouraged to seek guidance from individuals with such knowledge.

ixThe reconciled policy does not amend the Ethics Code and does not constitute Ethics Committee interpretations of the Ethics Code. The APA Ethics Committee and the Ethics Office are available to members and the public for consultation.




                                                              

APA Member-Initiated Task Force

to Reconcile APA Policies Related to

Psychologists' Work in National Security Settings

 

Members:

Linda M. Woolf, PhD (Chair)

Laura Brown, PhD

Kathleen Dockett, EdD

Julie Meranze Levitt, PhD

William Strickland, PhD


Reports of the American Psychological Association (APA) synthesize current psychological knowledge in a given area and may offer recommendations for future action. They do not constitute APA policy nor commit APA to the activities described therein. This particular report originated with the APA Member-Initiated Task Force to Reconcile APA Policies Related to Psychologists' Work in National Security Settings. The Task Force is comprised of APA members but is not an APA-sponsored task force and is not under the purview of any APA board, committee, task force, or directorate.


 Introduction

Over the past eight years, there have been ongoing discussions of American Psychological Association (APA) policies addressing psychologists' work in and related to national security detention settings. Recent discussions highlight the need for a reconciliation of APA's large body of policies related to torture, professional ethics, detainee welfare, and interrogation in the national security context. These policies date back 27 years and include five Council resolutions (1986, 1987, 2006, 2007, and 2008), the PENS report policy of 2005, and the membership petition resolution of 2008. In this context, it is also essential to consider the APA Ethics Code change of 2010, which fundamentally altered Ethical Standards 1.02 (related to conflicts between ethics and law, regulations, or other governing legal authority) and 1.03 (related to conflicts between ethics and organizational demands). These policies emphasize the inviolate nature of human rights and state unequivocally that torture is a violation of both human rights and psychologists' professional ethics and as such is always prohibited.

Currently, there is no integrative document outlining all of APA's policies related to torture, ethics, detainee welfare, and interrogation.  There has been significant work on policy related to the role of psychologists in national security, particularly since the drafting of the 1986 Opposition to Torture Resolution, the 1987 Human Rights Resolution, and the 2005 APA Presidential Task Force on Psychological Ethics and National Security (PENS) report. These newer policies are more extensive in their clear prohibition against psychologist involvement in any form of torture or cruel, inhuman, or degrading treatment or punishment as defined under international law and hence, these policies must be moved into the forefront of all general policy concerning the role of psychologists in interrogation settings.

Challenges Associated with Multiple Policy Statements

The evolving but seemingly disconnected nature of APA policy addressing psychologists' work in and related to national security detention settings has created several challenges. First, the large body of at times redundant or conflicting policies in this area makes it difficult to discern and communicate coherent and meaningful ethical guidance to inform the work of psychologists in national security settings. Indeed, it is difficult to determine how individual policies relate to one another and to the APA Ethics Code, and which policy takes precedence when policies conflict. Unfortunately, the human rights principles at the heart of these documents can also become obscured.

Second, due to the evolving nature of APA policy since 2005 and with the 2008 passage of the Member Petition Resolution and changes to the APA Ethics Code in 2010, there now exist contradictions within APA policy. As such, some earlier policies are no longer valid as a result of subsequent policy statements. For example, a central aspect of the PENS policy (relating to Ethical Standards 1.02 and 1.03) is now out of date following the 2010 change to the Ethics Code. Also, a core definitional provision of the 2007 Council resolution related to torture was rescinded and replaced the following year.

Finally, the piecemeal nature of the policies lends itself to viewing individual policies in isolation, out of the context of APA's position in its entirety, and thereby risks APA's position being misinterpreted.

Goal

Based on the above, the Member-Initiated Task Force to Reconcile Policies Related to Psychologists' Involvement in National Security Settings was formed in January 2012, comprised of APA members, with the following goal:

To replace the PENS report and related Council resolutions focused on torture, ethics, detainee welfare, and interrogation with a unified, comprehensive APA policy document to offer clear guidance for psychologists in national security settings. This document would also incorporate, but not replace, the 2006 Council resolution against torture, the membership petition resolution, and the amendments to the APA Ethics Code, which would all remain in effect as APA policy.

The following principles are underscored in the proposed reconciled policy and are drawn from existing APA policies: 

  • Torture is always a violation of human rights and psychologists' professional ethics;

  • Psychologists are always prohibited from engaging in torture or other cruel, inhuman, or degrading treatment or punishment;

  • Abusive interrogation techniques, such as waterboarding and sensory deprivation, constitute torture or cruel, inhuman, or degrading treatment or punishment and are always prohibited;

  • The role of psychologists in unlawful detention settings is limited to working on behalf of detainees or providing treatment for military personnel;

  • There is absolutely no defense to a violation of human rights under the APA Ethics Code.

APA Policies included in the Proposed Reconciled Policy

  • 2010 Amendments to the Ethics Code: 1.02 and 1.03

    o   1.02 Conflicts Between Ethics and Law, Regulations, or Other Governing Legal Authority. If psychologists' ethical responsibilities conflict with law, regulations, or other governing legal authority, psychologists clarify the nature of the conflict, make known their commitment to the Ethics Code, and take reasonable steps to resolve the conflict consistent with the General Principles and Ethical Standards of the Ethics Code. Under no circumstances may this standard be used to justify or defend violating human rights.

    o   1.03 Conflicts Between Ethics and Organizational Demands. If the demands of an organization with which psychologists are affiliated or for whom they are working are in conflict with this Ethics Code, psychologists clarify the nature of the conflict, make known their commitment to the Ethics Code, and take reasonable steps to resolve the conflict consistent with the General Principles and Ethical Standards of the Ethics Code. Under no circumstances may this standard be used to justify or defend violating human rights.


  • 2008 Petition Resolution Ballot and the related Report of the APA Presidential Advisory Group on the Implementation of the Petition Resolution

  • 2008 Amendment to the Reaffirmation of the American Psychological Association Position Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment and Its Application to Individuals Defined in the United States Code as "Enemy Combatants"

  • 2007 Reaffirmation of the American Psychological Association Position Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment and Its Application to Individuals Defined in the United States Code as "Enemy Combatants"

  • 2006 Resolution Against Torture and Other Cruel, Inhuman, and Degrading Treatment or Punishment

  • 2005 APA Presidential Task Force on Psychological Ethics and National Security (PENS)

  • 1987 Human Rights Resolution

  • 1986 Opposition to Torture Resolution

This consolidated policy will replace the PENS report, along with other Council resolutions focused on national security settings, but will not replace the broader 2006 Council Resolution Against Torture and Other Cruel, Inhuman, and Degrading Treatment or Punishment, the membership petition resolution, or the amendments to the Ethics Code, all of which will remain intact as APA policy.

Brief History of the Member-Initiated Task Force and Process

APA members approached the APA Board of Directors with concerns about how APA policies related to torture, ethics, detainee welfare, and interrogation were being presented in different contexts. The Board of Directors encouraged these individuals to combine efforts and develop a joint, grassroots task force to pursue their shared vision of a unified, comprehensive, and consistent APA policy related to torture, ethics, detainee welfare, and interrogation.

Since January 2012, the Member-Initiated Task Force has met regularly via conference calls and online discussion with a dedicated listserv. The Task Force announced the creation of the group and developed a website for dissemination of materials and transparency of the process – http://www.unifiedpolicytaskforce.org. Our goal was to create a draft reconciled policy that would undergo three stages of review: Two stages of review prior to initial submission to the APA Council of Representatives (CoR) and an APA Board/Committee review prior to submission for a vote by CoR.  Routine CoR process requires initial submission of a new business item at one meeting, a governance review, and then a vote by CoR at a subsequent meeting. Prior to submission to CoR, the first stage of the review would be a select consultant review and the second stage would be an open, public call for comments.

In mid-June, the Task Force sent out a Call for Consultants (see Appendix A) to a broad range of constituencies for individuals to review the draft consolidated policy. Our call went to APA Divisions; State, Provincial, and Territorial Psychological Associations (SPTAs); four Ethnic Minority Psychological Associations (EMPAs); Psychologists for Social Responsibility (PsySR); the Coalition for an Ethical Psychology; Psychologists for an Ethical APA; some international psychological organizations; and to psychologists involved in the national security sector. Our goal was to draw on the expertise of a broad range of constituencies and perspectives to develop a coherent and useful reconciled APA policy going forward. Below are the individuals who have volunteered or were appointed by their associations to serve as consultants and provided commentary. Note that organizational identification does not signify organizational endorsement of the policy.

Allan Omoto, PhD (Division 9)

Wendy Williams, PhD (Division 9)

Melvin A. Gravitz, PhD (Division 13)

Cathleen Caviello, PhD (Division 13)

Walter Penk, PhD (Division 18)

L. Morgan Banks, PhD (Division 19)

Larry James, PhD (Division 19)

David N. Elkins, PhD (Division 32)

Joseph B. Juhasz, PhD (Division 34)

Chris Meissner, PhD (Division 41)

George Hough, PhD (Division 48)

Arthur Kendall, PhD (Division 48)

Robert Younger, PhD (Division 55)

Holly Sanger, PhD (Iowa Psychological Association)

Wendy Peters, PhD (Indian American Psychological Association)

Jesse Aros, PhD. (National Latina/o Psychological Association)

Robert Roland, PhD (National Security Sector)

Thomas Williams, PhD (National Security Sector)

Brad Johnson, PhD (No organizational affiliation)

Corann Okorodudu, EdD(No organizational affiliation)

Judith Van Hoorn, PhD (No organizational affiliation)

An announcement disseminated via APA listservs regarding the selection of consultants and the consultant names and draft policy were posted on the Task Force webpage.

The Member-Initiated Task Force thanks the work of the above named consultants who reviewed and commented on the first reconciled policy draft.  Based on their comments and suggestions, the first draft policy underwent significant revisions. It should be noted that not all suggested revisions were possible as the goal of the Task Force was not to draft new policy or revise policy but rather to reconcile existing policy.  All consultant comments were placed for public review on the Task Force webpage.

In early January 2013, a second draft policy was announced for public review (see Appendix B). The second draft was also placed on the Task Force website. Feedback was encouraged and a final call was posted via listservs in February. Based on the feedback received, minor revisions were made resulting in the final proposed reconciled policy below. We thank all who sent comments to the Task Force about the proposed reconciled policy.

In late February 2013, following submission of a new business item to CoR, the draft policy went through an additional stage of review and minor revision. We thank the three governance groups within APA responsible for reviewing this reconciled policy draft (Committee on Legal Issues; Ethics Committee; Policy and Planning Board) for their time, careful analysis, and valuable feedback.  

Organization of the Proposed Policy

The document is divided into two sections: 

Section One contains the reconciled Policy Related to Psychologists' Work in National Security Settings and Reaffirmation of the APA Position Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment. The reconciled policy is comprised of seven statements and respective corollaries grounded in existing APA policy. When possible, the original wording of all policy statements was retained.  In cases of contradictory wording, the most recent policy wording was selected for use in the reconciled policy. The policy statements are organized as follows:

Statement One: Member Petition Referendum

Statement Two: Ethics Code 1.02 and 1.03

Statements Three – Four: Policies against torture and cruel, inhuman, or degrading treatment or punishment

Statement Five: International Human Rights Instruments

Statement Six: Ethics Code in its entirety

Statement Seven: No exceptional circumstances can be used to justify torture and cruel, inhuman, or degrading treatment or punishment

Section Two contains Additional Resource Material related to specific Statements in Section One. Although this section could be quite extensive, we elected to only include material directly related to the Statements included in Section One or referenced in previous APA policy documents. As such, other groups may elect to independently or within APA expand this additional resource material with the caveat that it does not contradict or circumvent the Policy Statements contained in Section One.

Additional Feedback from Reviewers

Throughout the Task Force process and review, we received suggestions for future actions as well as noted concerns.  Due to the limited nature of our goal, we could not address every concern or suggestion.  We could not inject new policy into the process as we were working solely to reconcile existing policy.

Nonetheless, we agreed to include comments/suggestions with our report. Below are some of the comments/suggestions raised by consultants and other individuals who participated in the review process. Other groups within APA or Council may elect to address these issues in the future.  Please be aware that these issues are not presented in any order of preference.  Moreover, the inclusion does not represent an endorsement for action but rather is based simply on having been mentioned by more than one reviewer/commenter.

  • Several individuals argued for the need for an absolute prohibition against psychologist involvement in any form of interrogation or consultation with any interrogation process.

  • Concerns were raised that the term "national security settings," in the title and document, is too broad.

  • Concerns were expressed about the role of international laws for which the United States is not a signatory. As stated by one reviewer, "All federal employees are required to follow the US Constitution. This includes any international instruments to which the US is a signatory. If the US is not a signatory to a particular instrument, then it may not be legal for a federal employee to follow that international instrument."

    It should be noted that according to the Legal Information Institute, Cornell University Law School, "Documents such as the Universal Declaration of Human Rights proclaim the ideals of nations aspiring to respect the human rights of people of all nations. Legally, however, these documents do not bind countries.  Rather, treaties such as the International Convention on the Elimination of All Forms of Racial Discrimination; the International Covenant on Civil and Political Rights; and the International Covenant on Economic, Social and Cultural Rights provide the international legal framework to protect human rights"  (http://www.law.cornell.edu/wex/human_rights). The United States is a signatory to these three major human rights documents. The United States is also a signatory to the Convention Against Torture and the Geneva Conventions. Nonetheless, APA may want to explore this issue further, not just in relation to this document but also the APA Ethics Code. 

  • Some reviewers suggested that APA conduct a review of the PENS process, highlighting the alleged problems associated with that process.

  • Some reviewers suggested that APA should have an independent review to examine any "cover up" of past mistakes in relation to the issue of torture and interrogations.

  • It was suggested that the policy be expanded beyond just U.S. policy but to include other national Codes of Conduct.

  • Concerns were expressed about the inclusion of "sensory deprivation" as a form of torture or cruel, inhuman, or degrading treatment or punishment. As noted by a reviewer, "a reference to sensory deprivation in the context of torture must distinguish between reduced stimulus input as a research, therapeutic, stress-management, and performance-enhancing technique that follows all of the rules of ethical research and treatment with human beings, with an extensive empirical literature, and stimulus reduction used to enhance to impact of actual torture techniques. This distinction led to the abandonment of the term ‘sensory deprivation' by the relevant research and practice community in the 1980's and thereafter, in favour of the term "Restricted Environmental Stimulation Technique," or ‘REST.'" 

  • Again, we provide the above list based on feedback received during reviews of the reconciled policy drafts.  We neither endorse nor not endorse such future action. Regardless, all of the above suggestions would have involved expanding the scope of our work and/or involved the drafting of new policy.


     

    APA Policy Related to Psychologists' Work in National Security Settings and Reaffirmation of the APA Position Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

    Additional Resource Material

    This section provides additional information and reference materials for several of the statements included in the reconciled policy.  The material referenced in this section does not represent APA policy unless specifically included in the policy section of this document. 

    Additional Information concerning Statement 1: According to the 2008 APA Petition Resolution Policy, Psychologists and Unlawful Detention Settings with a Focus on National Security, "Psychologists may not work in settings where persons are held outside of, or in violation of, either International Law (e.g., the UN Convention Against Torture and the Geneva Conventions) or the US Constitution (where appropriate), unless they are working directly for the persons being detained or for an independent third party working to protect human rights."[1,2]

    Statement 1: A primary text for determining the intended scope of the Member Petition Resolution, given the title "Psychologists and Unlawful Detention Settings with a Focus on National Security," is found in the ballot materials distributed to the membership during the voting process. This text addressed questions raised about the applicability of Statement 1 to psychologists work in U.S. domestic jails and prisons.  It states:

    The referendum is specific, provides clear context, and sets a high bar: in setting where people are detained outside of the law – places where treaties such as the Geneva Conventions and Convention Against Torture are ignored or declared not to apply – psychologists can work only for those detained.  U.S. "jails, prisons, psychiatric hospitals . . ." all function within the legal system.  Even if they are found to be in violation of the constitution, the finding itself demonstrates that they function within a legal framework, and thus do not meet that bar.  No matter how bad conditions might be at those domestic institutions, they can be challenged openly in U.S. courts, and everyone held there holds the rights of habeas corpus; thus they differ significantly from the secret, extra-legal settings that are the subject of this referendum.

    For more information about the intended scope of the Petition Resolution, please see the Report of the APA Presidential Advisory Group on the Implementation of the Petition Resolution:

    Guidance information from the Report of the APA Presidential Advisory Group on the Implementation of the Petition Resolution [3]:

    How is it to be determined whether the policy applies to a particular detention setting and what is meant by the term "outside of, or in violation of, international law?"

    A determination of whether a particular detention setting is "in violation of international law" is to be derived from multiple sources. The U.N. and its committees can declare a site to be in violation of international law, as can any international body that the U.N. takes to be authoritative. A setting that has been censured due to reasons reflected by this policy by the Council of Europe, the International Committee of the Red Cross (ICRC), or other internationally accepted body as "outside of, or in violation of, international law" would also be considered a proscribed or prohibited setting. The factors taken into consideration by the U.N. and other internationally accepted bodies in making such a determination may include a lack of habeas corpus rights or other forms of judicial review for detainees, denial of access to the site and to detainees by U.N. monitors, and the use of torture or other forms of cruel, inhuman, or degrading treatment or punishment. The determination of whether a particular detention setting is operating "outside of international law" rests on whether the authority governing the site declares itself to be unbound by the relevant international or constitutional law, thereby indicating its unwillingness to abide by such laws. Relevant examples include a nation stating it will treat detainees in a manner "consistent" with the law rather than in compliance with the law; a state that accepts the law in part or with reservations; and a governing authority that avoids the use of internationally accepted categories, e.g., by naming its detainees "enemy combatants," a term that does not exist in international law. The presence of any one of these conditions does not automatically mean that a site is unlawful in terms of this policy. But alone, or in combination, they do suggest the possibility that a setting fails to comply with the standards of this policy; their existence provides sufficient basis for concern and further inquiry.

    To what authority can psychologists turn for guidance?

    Relevant information about whether a specific site operates outside of, or in violation of, international law can be accessed by contacting the APA Office of International Affairs to obtain assistance in reaching the U.N. Office of the High Commissioner for Human Rights or through that office, the Special Rapporteur Against Torture. Information can also be obtained by contacting non-governmental organizations, such as the International Committee of the Red Cross (ICRC), the American Civil Liberties Union, Amnesty International, the Center for Constitutional Rights, or Physicians for Human Rights for information.

    How is international law defined?

    As a non-governmental organization accredited by the United Nations, the APA acknowledges the U.N. as an international legal entity through which member States are able to define international law as related to principles of human rights and justice. Through a process of lengthy negotiation and consensus building, the U.N. has developed international law in the form of conventions on various areas of human rights and humanitarian law to cover situations of armed conflict or war.

    What is meant by the use of the term ‘where appropriate' with respect to the U.S. Constitution?

    "Where appropriate" refers to settings where the U.S. Constitution is the law of the land and settings to which the U.S. Supreme Court has decided that it applies, including the 50 states, U.S. embassies, and areas within the U.S maritime and territorial jurisdiction. It also applies to U.S. citizens everywhere.

    What does "working directly for the detainee" mean, and what is its significance?

    A direct relationship is one in which the psychologist is acting independently and working at all times for the sole benefit and in the interests of the person being detained. This would include a psychologist being hired by and for detainees (e.g., by a detainee's attorney to evaluate the mental health status of the detainee), in much the same way independent attorneys have worked to represent detainees at sites like Guantánamo. An independent psychologist is one without conflicts of interests or dual loyalties as related to this policy.

    What is meant by the reference to a psychologist working for "an independent third party working to protect human rights?"

    The new [petition resolution] policy envisions two possibilities in the case of an independent internationally recognized and authorized third party: (1) that an organization such as the International Committee for the Red Cross (ICRC) might gain access to a site covered by the policy and that psychologists working within that independent organization would be allowed to evaluate the mental health of detainees; or (2) that such an independent organization would bring psychologists into such a site as human rights monitors or to provide treatment for, or engage in the assessment of, a detainee. In either case, the psychologists are not working "directly for the detainee."

    The full Report can be accessed at http://www.apa.org/ethics/advisory-group-final.pdf.

    Additional Information concerning Statement 2: If the APA Ethics Code establishes a higher standard of conduct than is required by law, psychologists must meet the higher ethical standard. If psychologists' ethical responsibilities conflict with law, regulations or other governing legal authority or organizational demands, psychologists make known their commitment to this Ethics Code and take steps to resolve the conflict in a responsible manner in keeping with basic principles of human rights [4].   

    In 2000, APA received consultative status as a non-governmental organization (NGO) at the United Nations (UN) in recognition of evidence provided by APA of its efforts to promote human rights. As an accredited NGO at the UN, the APA is committed to the spirit, purposes, and principles of the Charter of the UN and other relevant international instruments, such as the Universal Declaration of Human Rights.

    APA's status as an accredited NGO at the UN carries the commitment to promote and protect human rights in accordance with the Charter of the UN and the Universal Declaration of Human Rights and to contribute its expertise and resources to the implementation of the various human rights declarations, conventions and other standards of the UN. Consistent with its history in supporting human rights, APA issued a strong statement in its 1987 Human Rights Resolution that "the discipline of psychology, and the academic and professional activities of psychologists, are relevant for securing and maintaining human rights"; and undertook to promote knowledge of and compliance with UN instruments by resolving to commend the main UN human rights instruments and documents to the attention of its boards, committees and membership at large.

    The APA Human Rights Advocacy webpage provides information about human rights. The website states:

    APA's vision statement includes serving as an effective champion of the application of psychology to promote human rights. In order to support that vision, APA seeks to promote attention to the critical role of human rights in the work of psychologists across the broad range of the field and identify resources for educating psychologists about human rights at all levels of professional development, with particular attention to the identification of materials appropriate for psychology graduate training programs. APA aims to ensure that the next generation of psychologists has resources that will help inform them about the role of human rights in their careers.

    This site provides access to APA human rights policies as well as activities, resources, and links.

    http://www.apa.org/about/gr/issues/human-rights/index.aspx

                Additional information also can be found on the United Nations Human Rights webpage.

                http://www.un.org/en/rights/

    Additional Information concerning Statement 5: Psychologists in national security settings shall work in accordance with international human rights instruments as relevant to their roles.

    Psychologists working in national security settings should review vital human rights documents as relevant to their roles, such as Common Article 3 of the Geneva Conventions; the United Nations Convention Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; the Geneva Conventions; the Principles of Medical Ethics Relevant to the Role of Health Personnel, Particularly Physicians, in the Protection of Prisoners and Detainees against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; the Basic Principles for the Treatment of Prisoners: the United Nations Principles on the Effective Investigation and Documentation of Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment; and the World Medical Association Declaration of Tokyo, Guidelines for Physicians Concerning Torture and other Cruel, Inhuman or Degrading Treatment or Punishment in Relation to Detention and Imprisonment.

    Although psychologists to which this reconciled policy applies are expected to have general knowledge of relevant legal and human rights concepts (e.g., the absolute prohibition against torture and cruel, inhuman, and degrading treatment or punishment), psychologists are not expected to have expertise in international law and human rights requirements and are thus encouraged to seek guidance from individuals with such knowledge.

    • United Nations Declaration and Convention Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

      http://www.ohchr.org/EN/ProfessionalInterest/Pages/CAT.aspx

    • Geneva Conventions

      http://www.icrc.org/applic/ihl/ihl.nsf/INTRO/305?OpenDocument&redirect=0

      Article 3 is the most commonly cited Article in relation to treatment of prisoners.  It states:

      Art. 3. Prisoners of war are entitled to respect for their persons and honour. Women shall be treated with all consideration due to their sex. Prisoners retain their full civil capacity.

    • Principles of Medical Ethics relevant to the Role of Health Personnel, particularly Physicians, in the Protection of Prisoners and Detainees against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

      http://www.ohchr.org/EN/ProfessionalInterest/Pages/MedicalEthics.aspx

      APA policy conforms to and upholds the provisions outlined in the United Nations Principles of Medical Ethics for psychologists working in a health care capacity. The APA 1986 Human Rights Resolution is specific in its support for the United Nations Principles of Medical Ethics relevant to the Role of Health Personnel, particularly Physicians, in the Protection of Prisoners and Detainees against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment, which includes Principle 4a:

      It is a contravention of medical ethics for health personnel . . . to apply their knowledge and skills in order to assist in the interrogation of prisoners and detainees in a manner that may adversely affect the physical or mental health or condition of such prisoners or detainees and which is not in accordance with the relevant international instruments.

      The Principles of Medical Ethics include:

      Principle 1: Health personnel, particularly physicians, charged with the medical care of prisoners and detainees have a duty to provide them with protection of their physical and mental health and treatment of disease of the same quality and standard as is afforded to those who are not imprisoned or detained.

      Principle 2: It is a gross contravention of medical ethics, as well as an offence under applicable international instruments, for health personnel, particularly physicians, to engage, actively or passively, in acts which constitute participation in, complicity in, incitement to or attempts to commit torture or other cruel, inhuman or degrading treatment or punishment. (a)

      Principle 3: It is a contravention of medical ethics for health personnel, particularly physicians, to be involved in any professional relationship with prisoners or detainees the purpose of which is not solely to evaluate, protect or improve their physical and mental health.

      Principle 4: It is a contravention of medical ethics for health personnel, particularly physicians:

      (a) To apply their knowledge and skills in order to assist in the interrogation of prisoners and detainees in a manner that may adversely affect the physical or mental health or condition of such prisoners or detainees and which is not in accordance with the relevant international instruments;

      (b) To certify, or to participate in the certification of, the fitness of prisoners or detainees for any form of treatment or punishment that may adversely affect their physical or mental health and which is not in accordance with the relevant international instruments, or to participate in any way in the infliction of any such treatment or punishment which is not in accordance with the relevant international instruments.

      Principle 5: It is a contravention of medical ethics for health personnel, particularly physicians, to participate in any procedure for restraining a prisoner or detainee unless such a procedure is determined in accordance with purely medical criteria as being necessary for the protection of the physical or mental health or the safety of the prisoner or detainee himself, of his fellow prisoners or detainees, or of his guardians, and presents no hazard to his physical or mental health.

      Principle 6: There may be no derogation from the foregoing principles on any ground whatsoever, including public emergency.

      (a) See the Declaration on the Protection of All Persons from Being Subjected to Torture and Other Cruel. Inhuman or Degrading Treatment or Punishment (resolution 3452 (XXX), annex).

      (b) Particularly the Universal Declaration of Human Rights (resolution 217 A (III)), the International Covenants on Human Rights (resolution 2200 A (XXI). annex), the Declaration on the Protection of All Persons from Being Subjected to Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (resolution 3452 (XXX), annex) and the Standard Minimum Rules for the Treatment of Prisoners (First United Nations Congress on the Prevention of Crime and the Treatment of Offenders: report by the Secretariat (United Nations publication, Sales No. E.1956.IV.4, annex I.A)).

    • United Nations Basic Principles for the Treatment of Prisoners

      http://www.ohchr.org/EN/ProfessionalInterest/Pages/BasicPrinciplesTreatmentOfPrisoners.aspx

    • United Nations Principles on the Effective Investigation and Documentation of Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

      http://www.ohchr.org/EN/ProfessionalInterest/Pages/EffectiveInvestigationAndDocumentationOfTorture.aspx

    • The World Medical Association Declaration of Tokyo. Guidelines for Physicians Concerning Torture and other Cruel, Inhuman or Degrading Treatment or Punishment in Relation to Detention and Imprisonment - http://www.wma.net/en/30publications/10policies/c18/

      Commentary: APA policy conforms to the provisions outlined in The World Medical Association Declaration of Tokyo. Guidelines for Physicians Concerning Torture and other Cruel, Inhuman or Degrading Treatment or Punishment in Relation to Detention and Imprisonment for psychologists working in a health care capacity.  The Principles include:

      1. The physician shall not countenance, condone or participate in the practice of torture or other forms of cruel, inhuman or degrading procedures, whatever the offense of which the victim of such procedures is suspected, accused or guilty, and whatever the victim's beliefs or motives, and in all situations, including armed conflict and civil strife.

      2. The physician shall not provide any premises, instruments, substances or knowledge to facilitate the practice of torture or other forms of cruel, inhuman or degrading treatment or to diminish the ability of the victim to resist such treatment.

      3.  When providing medical assistance to detainees or prisoners who are, or who could later be, under interrogation, physicians should be particularly careful to ensure the confidentiality of all personal medical information. A breach of the Geneva Conventions shall in any case be reported by the physician to relevant authorities.  The physician shall not use nor allow to be used, as far as he or she can, medical knowledge or skills, or health information specific to individuals, to facilitate or otherwise aid any interrogation, legal or illegal, of those persons.

      4. The physician shall not be present during any procedure during which torture or any other forms of cruel, inhuman or degrading treatment is used or threatened.

      5. A physician must have complete clinical independence in deciding upon the care of a person for whom he or she is medically responsible. The physician's fundamental role is to alleviate the distress of his or her fellow human beings, and no motive, whether personal, collective or political, shall prevail against this higher purpose.

      6. Where a prisoner refuses nourishment and is considered by the physician as capable of forming an unimpaired and rational judgment concerning the consequences of such a voluntary refusal of nourishment, he or she shall not be fed artificially. The decision as to the capacity of the prisoner to form such a judgment should be confirmed by at least one other independent physician. The consequences of the refusal of nourishment shall be explained by the physician to the prisoner.

      7. The World Medical Association will support, and should encourage the international community, the National Medical Associations and fellow physicians to support, the physician and his or her family in the face of threats or reprisals resulting from a refusal to condone the use of torture or other forms of cruel, inhuman or degrading treatment.

       

    [1] It is clarified by a footnote in the Member Petition Resolution "that military clinical psychologists would still be available to provide treatment for military personnel."

    [2] 2008 APA Petition Resolution Ballot, Retrieved from http://www.apa.org/news/press/statements/work-settings.aspx; 2008 APA Petition Resolution Ballot - Rebuttal to the Con Statement, Retrieved from http://www.apa.org/news/press/statements/work-settings-con-rebuttal.aspx

    [3] Report of the APA Presidential Advisory Group on the Implementation of the Petition Resolution. Retrieved from www.apa.org/ethics/advisory-group-final.pdf

    [4] Ethical Principles of Psychologists and Code of Conduct, Retrieved from http://www.apa.org/ethics/code/index.aspx


     

    Appendix A

     

    Call for Consultants – July 2012 (Sent to all Divisions, SPTAs, EMPAs, and other psychology-related organizations (e.g., PsySR, Coalition for an Ethical Psychology)

    Dear Colleagues,

    In February, we announced the formation of an APA member-initiated Task Force to Reconcile Policies Related to Psychologists' Involvement in National Security Settings. The goal of this grassroots task force is to develop a clear, comprehensive policy statement that consolidates existing APA policies into a unified, consistent document. The consolidated policy document will highlight the following principles drawn from existing APA policies:

    • Torture is always a violation of human rights and psychologists' professional ethics;

    • Psychologists are always prohibited from engaging in torture or other cruel, inhuman, or degrading treatment or punishment;

    • Abusive interrogation techniques, such as waterboarding and sensory deprivation, constitute torture or cruel, inhuman, or degrading treatment or punishment and are always prohibited;

    • The role of psychologists in unlawful detention settings is limited to working on behalf of detainees or providing treatment for military personnel;

    • There is absolutely no defense to a violation of human rights under the APA Ethics Code.

    Since the 2005 Report of the APA Presidential Task Force on Psychological Ethics and National Security (PENS Report), there have been significant changes to APA policy, including the 2010 revisions to the Ethics Code, the 2008 Petition Referendum (i.e., Member Petition), and the 2006, 2007, and 2008 Council resolutions. Moreover, some existing policy no longer is in compliance with the Ethics Code. As such, it is imperative that APA policy be updated and divergent policies reconciled. In addition, we hope that the reconciliation process will help identify issues still in need of clarification and/or further development at a later time.

    We recognize the importance of transparency and feedback as we work through this process. As such, we are writing today to invite APA Divisions, State, Provincial and Territorial Psychological Associations (SPTAs), and other psychological organizations to select individuals to provide feedback on early drafts of the consolidated policy. We hope that those groups who are interested will appoint one or possibly two individuals to serve as consultants to our Task Force. As the task involves APA policy, it is preferred, but not required, that individuals be APA members.

    As we are not drafting new APA policy, the responsibilities of consultants will be relatively limited but absolutely essential. We are looking for individuals who are knowledgeable about relevant APA policies to review initial drafts of the consolidated policy and provide substantive feedback shortly after receiving the document. The goal is to complete these initial reviews by mid to late July and then post the revised document for secondary as well as broader review on our website at http://www.unifiedpolicytaskforce.org. Consultants' names will be listed on the website. Our goal is to submit the document as a new business item at the APA Council of Representatives meeting in August, with consideration of its contents at the Council meeting in February, 2013. This process will provide the opportunity for review of the consolidated policy document by APA Boards and Committees, as well as more general discussion prior to a February vote.

    We hope that Divisions, SPTAs, and other psychological organizations will submit names by July 2, 2012. Consultant names or questions can be sent to me at julie.levitt@verizon.net. Thank you in advance for consideration of your participation in this process as we work to clarify APA policy related to the involvement of psychologists in national security settings.

     

    Appendix B

    Call for Feedback, sent to Division and SPTAs listservs - January and February 2013

    Presidents and Officers: Please forward the following notice again to your lists.  Thanks!

    Dear Colleagues,

    We are writing you today to provide an update concerning the work of the Member-Initiated Task Force to Reconcile Policies Related to Psychologists' Involvement in National Security Settings. In particular, we want to issue a final invitation to individuals to become involved in the last phase of our Task Force POLICY DOCUMENT review process.  We will be submitting our final draft of our report and the reconciled policy in February to APA Council (CoR) where it will undergo an additional approximately six-month review and individuals can provide further feedback through APA at that time.

    As we announced earlier last year, we are working to reconcile APA policies concerning psychologist consultations in national security settings for the purpose of bringing the Member Petition Resolution/Referendum, the changes to the Ethics Code highlighting the inviolate nature of human rights, and the anti-torture Council resolutions to the forefront of APA policy.

    To date, the Reconciled Policy has undergone several revisions.  A broad range of consultants representing various APA Divisions; State, Provincial, and Territorial Psychological Associations (SPTAs); Ethnic Minority Psychological Associations (EMPAs); and other APA members with experience drafting previous policy volunteered or were nominated by their organizations to participate in the process. The consultant feedback is available on the www.unifiedpolicytaskforce.org website, as is the previous draft of the Reconciled Policy.  We thank all who were involved in the consultant phase of the POLICY review. The feedback was invaluable.

    The current revised draft of the policy is available at http://www.unifiedpolicytaskforce.org.  Please look at the policy and send feedback to unifiedpolicytaskforce@yahoo.com.

    Please send feedback by February 10, 2013. After that date, please contact your Division or SPTA Council Representative or APA to provide additional feedback. After Feb. 10, you may also submit additional feedback to the our email address (unifiedpolicytaskforce@yahoo.com) and we will forward your comments to APA. The COR meetings are February 22-24, 2013 and during the Convention in August.

    Please be aware that we are only reconciling policy and not drafting new policy.  As such, we cannot add new elements to the policy draft.  However, we plan to include in our final report, a section that highlights additional recommendations and concerns submitted during the feedback process.

    Again, thanks to all who have been or will be involved in this process. We believe it is important not only for individual members to be able to weigh in on the policy but also that the policy undergo review by relevant APA Boards and Committees, as well as Council. We will be finishing up the final stage of our work in terms of outside review/feedback in February and the Council/APA review period will begin at that time.

    Note that we are not an APA Task Force and we are not backed by any group within the APA, including the Board of Directors. Rather we are APA members who have come together to work on this project because of our abiding belief in the importance of human rights and social justice.

    Feel free to visit -- http://www.unifiedpolicytaskforce.org -- and review our materials, see who we are, and read our "Frequently Asked Questions." We have links to a range of APA policies, United Nations and other Human Rights documents that we reference in the policy, as well as a link to the Coalition for an Ethical Psychology (for those wanting more information about the Annul PEN movement).